Form 4 for AOS A. O. Smith
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-22 · accession 0000091142-23-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-22 | 2023-12-22 | AOS | SMITH MARK D | Dir | G - Gift | $0.00 | +3,860 | 6,773 | +133% | $0 |
| DM | 2023-12-22 | 2023-12-22 | AOS | SMITH MARK D | Dir | G - Gift | $0.00 | 0 | 118.4K | New | $0 |
| DM | 2023-12-22 | 2023-12-22 | AOS | SMITH MARK D | Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
| DI | 2023-12-22 | 2023-12-22 | AOS | SMITH MARK D | Dir | G - Gift | $0.00 | +252.1K | 270.8K | +1,348% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-22 | G | A | 3,860 | $0.00 | 6,773 | I | — | — | |
| 2 | Common | Common Stock | 2023-12-22 | G | D | 3,860 | $0.00 | 114,548 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-22 | G | A | 3,860 | $0.00 | 118,408 | D In trust | — | — | (F1) The reporting person beneficially owns the shares as settlor of a revocable family trust. |
| 4 | Derivative | Class A Common Stock | 2023-12-22 | G | A | 252,082 | $0.00 | 252,082 | D In trust | $0.00 · — to — | 252,082 Common Stock | (F3) Convertible at any time to Common Stock. (F4) None. |
| 5 | Derivative | Class A Common Stock | 2023-12-22 | G | A | 252,082 | $0.00 | 270,776 | I | $0.00 · — to — | 252,082 Common Stock | (F3) Convertible at any time to Common Stock. (F4) None. |
| 6 | Derivative | Class A Common Stock | 2023-12-22 | G | D | 252,082 | $0.00 | 0 | D | $0.00 · — to — | 252,082 Common Stock | (F3) Convertible at any time to Common Stock. (F4) None. |