Form 4 for AOS A. O. Smith
Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-08 · accession 0000091142-24-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-09 | 2024-02-08 | AOS | STERN JAMES F | EVP, GC, Sec | F - Tax | $80.28 | -2,011 | 122.1K | -2% | -$161.4K |
| D | 2024-02-09 | 2024-02-08 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | $0.00 | +4,125 | 124.1K | +3% | $0 |
| D | 2024-02-09 | 2024-02-08 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | $0.00 | -4,125 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-08 | F | D | 2,011 | $80.28 | 122,114 | D | — | — | (F2) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 2 | Common | Common Stock | 2024-02-08 | M | A | 4,125 | $0.00 | 124,125 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
| 3 | Derivative | Restricted Stock Units | 2024-02-08 | M | D | 4,125 | $0.00 | 0 | D | — · — to — | 4,125 Common Stock | (F4) James Stern beneficially owns 10,740 restricted stock units that have not yet vested. (F3) The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. |