Form 4 for AOS A. O. Smith
Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-08 · accession 0000091142-24-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-09 | 2024-02-08 | AOS | Wheeler Kevin J. | COB, Pres, CEO | M - OptEx | $0.00 | +22.8K | 94.3K | +32% | $0 |
| D | 2024-02-09 | 2024-02-08 | AOS | Wheeler Kevin J. | COB, Pres, CEO | F - Tax | $80.28 | -10.8K | 83.5K | -11% | -$863.4K |
| D | 2024-02-09 | 2024-02-08 | AOS | Wheeler Kevin J. | COB, Pres, CEO | M - OptEx | $0.00 | -22.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-08 | M | A | 22,790 | $0.00 | 94,253 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
| 2 | Common | Common Stock | 2024-02-08 | F | D | 10,755 | $80.28 | 83,498 | D | — | — | (F2) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2024-02-08 | M | D | 22,790 | $0.00 | 0 | D | — · — to — | 22,790 Common Stock | (F4) Kevin Wheeler beneficially owns 56,485 restricted stock units that have not yet vested. (F3) The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. |