Form 4 for AOS A. O. Smith
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-16 · accession 0000091142-24-000164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-16 | AOS | O'Brien Stephen D. | SVP, Pres, General Mngr NAWH | F - Tax | $79.98 | -1,360 | 2,095 | -39% | -$108.8K |
| D | 2024-08-19 | 2024-08-16 | AOS | O'Brien Stephen D. | SVP, Pres, General Mngr NAWH | M - OptEx | $0.00 | +3,455 | 3,455 | New | $0 |
| D | 2024-08-19 | 2024-08-16 | AOS | O'Brien Stephen D. | SVP, Pres, General Mngr NAWH | M - OptEx | $0.00 | -3,455 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-16 | F | D | 1,360 | $79.98 | 2,095 | D | — | — | |
| 2 | Common | Common Stock | 2024-08-16 | M | A | 3,455 | $0.00 | 3,455 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-08-16 | M | D | 3,455 | $0.00 | 0 | D | $0.00 · — to — | 3,455 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. (F2) The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 08/16/2024. |