Form 4 for AOS A. O. Smith
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0000091142-25-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-11 | 2025-02-07 | AOS | Schuh Darrell W. | SVP, Pres, GM Lochinvar | M - OptEx | $0.00 | +660 | 2,346 | +39% | $0 |
| D | 2025-02-11 | 2025-02-07 | AOS | Schuh Darrell W. | SVP, Pres, GM Lochinvar | F - Tax | $65.65 | -196 | 2,150 | -8% | -$12.9K |
| D | 2025-02-11 | 2025-02-10 | AOS | Schuh Darrell W. | SVP, Pres, GM Lochinvar | A - Grant | $0.00 | +1,830 | 4,525 | +68% | $0 |
| D | 2025-02-11 | 2025-02-07 | AOS | Schuh Darrell W. | SVP, Pres, GM Lochinvar | M - OptEx | $0.00 | -660 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-07 | M | A | 660 | $0.00 | 2,346 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F2) Darrell Schuh is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 16 shares of Common Stock. |
| 2 | Common | Common Stock | 2025-02-07 | F | D | 196 | $65.65 | 2,150 | D | — | — | (F3) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2025-02-10 | A | A | 1,830 | $0.00 | 4,525 | D | — · — to — | 1,830 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F5) The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. |
| 4 | Derivative | Restricted Stock Units | 2025-02-07 | M | D | 660 | $0.00 | 0 | D | $0.00 · — to — | 660 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F4) The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. |