Form 4 for AOS A. O. Smith
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0000091142-25-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-11 | 2025-02-07 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | — | +3,890 | 119.3K | +3% | — |
| D | 2025-02-11 | 2025-02-07 | AOS | STERN JAMES F | EVP, GC, Sec | F - Tax | $65.65 | -1,920 | 117.4K | -2% | -$126.0K |
| D | 2025-02-11 | 2025-02-10 | AOS | STERN JAMES F | EVP, GC, Sec | A - Grant | $0.00 | +8,205 | 21.4K | +62% | $0 |
| D | 2025-02-11 | 2025-02-07 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | $0.00 | -3,890 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-07 | M | A | 3,890 | — | 119,324 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. |
| 2 | Common | Common Stock | 2025-02-07 | F | D | 1,920 | $65.65 | 117,404 | D | — | — | (F2) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2025-02-10 | A | A | 8,205 | $0.00 | 21,350 | D | — · — to — | 8,205 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F4) The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. |
| 4 | Derivative | Restricted Stock Units | 2025-02-07 | M | D | 3,890 | $0.00 | 0 | D | — · — to — | 3,890 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F3) The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. |