Form 4/A for SJM J.M. Smucker Company (The)
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-17 · accession 0000091419-21-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-12-20 | 2021-12-17 | SJM | Tanner Geoff E | Chief Commercial, Marketing | M - OptEx | $112.20 | +7,879 | 19.6K | +67% | +$884.0K |
| DA | 2021-12-20 | 2021-12-17 | SJM | Tanner Geoff E | Chief Commercial, Marketing | S - Sale+OE | $138.23 | -10.0K | 9,542 | -51% | -$1.39M |
| DMA | 2021-12-20 | 2021-12-17 | SJM | Tanner Geoff E | Chief Commercial, Marketing | M - OptEx | $112.20 | -7,879 | 1,225 | -87% | -$884.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-12-17 | M | A | 2,451 | $123.68 | 14,153 | D | — | — | |
| 2 | Common | Common Shares | 2021-12-17 | M | A | 1,795 | $103.20 | 15,948 | D | — | — | |
| 3 | Common | Common Shares | 2021-12-17 | M | A | 3,633 | $108.90 | 19,581 | D | — | — | |
| 4 | Common | Common Shares | 2021-12-17 | S | D | 10,039 | $138.23 | 9,542 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.30 to $139.28, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Derivative | Option Common Shares | 2021-12-17 | M | D | 1,795 | $103.20 | 3,587 | D | $103.20 · — to 2029-12-30 | 1,795 Common Shares | (F4) The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on December 30, 2020. |
| 6 | Derivative | Option Common Shares | 2021-12-17 | M | D | 3,633 | $108.90 | 7,263 | D | $108.90 · — to 2030-06-17 | 3,633 Common Shares | (F5) The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021. |
| 7 | Derivative | Option Common Shares | 2021-12-17 | M | D | 2,451 | $123.68 | 1,225 | D | $123.68 · — to 2029-06-13 | 2,451 Common Shares | (F3) This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020. |