Form 4 for SJM J.M. Smucker Company (The)
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000091419-22-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | SJM | Penrose Jill R | Chief People, Admin Off | S - Sale+OE | $135.46 | -28.7K | 12.8K | -69% | -$3.89M |
| DM | 2022-01-04 | 2021-12-31 | SJM | Penrose Jill R | Chief People, Admin Off | M - OptEx | $110.94 | +28.7K | 41.5K | +224% | +$3.18M |
| DM | 2022-01-04 | 2021-12-31 | SJM | Penrose Jill R | Chief People, Admin Off | M - OptEx | $110.94 | -28.7K | 700 | -98% | -$3.18M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-12-31 | S | D | 28,700 | $135.46 | 12,806 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.05, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Shares | 2021-12-31 | M | A | 1,403 | $103.20 | 36,709 | D | — | — | |
| 3 | Common | Common Shares | 2021-12-31 | M | A | 15,000 | $111.86 | 35,306 | D | — | — | |
| 4 | Common | Common Shares | 2021-12-31 | M | A | 7,500 | $111.86 | 20,306 | D | — | — | |
| 5 | Common | Common Shares | 2021-12-31 | M | A | 4,797 | $108.90 | 41,506 | D | — | — | |
| 6 | Derivative | Option Common Shares | 2021-12-31 | M | D | 4,797 | $108.90 | 9,590 | D | $108.90 · — to 2030-06-17 | 4,797 Common Shares | (F4) The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021. |
| 7 | Derivative | Option Common Shares | 2021-12-31 | M | D | 7,500 | $111.86 | 0 | D | $111.86 · 2018-05-29 to 2025-03-19 | 7,500 Common Shares | |
| 8 | Derivative | Option Common Shares | 2021-12-31 | M | D | 15,000 | $111.86 | 0 | D | $111.86 · 2017-06-15 to 2025-03-19 | 15,000 Common Shares | |
| 9 | Derivative | Option Common Shares | 2021-12-31 | M | D | 1,403 | $103.20 | 700 | D | $103.20 · — to 2029-12-30 | 1,403 Common Shares | (F3) The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on December 30, 2020. |