Form 4 for SJM J.M. Smucker Company (The)
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0000091419-23-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-20 | 2023-06-15+ | SJM | Penrose Jill R | CHRO | F - Tax | $153.06 | -1,351 | 7,498 | -15% | -$206.8K |
| DM | 2023-06-20 | 2023-06-15+ | SJM | Penrose Jill R | CHRO | A - Grant | $0.00 | +4,036 | 9,294 | +77% | $0 |
| D | 2023-06-20 | 2023-06-16 | SJM | Penrose Jill R | CHRO | S - Sale | $153.65 | -3,009 | 6,058 | -33% | -$462.3K |
| D | 2023-06-20 | 2023-06-15 | SJM | Penrose Jill R | CHRO | A - Grant | $0.00 | +6,529 | 6,529 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-06-15 | F | D | 227 | $152.88 | 9,067 | D | — | — | (F2) Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. |
| 2 | Common | Common Shares | 2023-06-16 | A | A | 2,564 | $0.00 | 8,622 | D | — | — | (F4) This amount represents shares of common stock received upon settlement of a performance units award granted to the reporting person on August 18, 2020. |
| 3 | Common | Common Shares | 2023-06-15 | A | A | 1,472 | $0.00 | 9,294 | D | — | — | (F1) The restricted stock granted for fiscal year 2024 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2024. |
| 4 | Common | Common Shares | 2023-06-16 | F | D | 1,124 | $153.10 | 7,498 | D | — | — | (F5) Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of performance units pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. |
| 5 | Common | Common Shares | 2023-06-16 | S | D | 3,009 | $153.65 | 6,058 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 153.63 to 153.69, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Derivative | Option Common Shares | 2023-06-15 | A | A | 6,529 | $0.00 | 6,529 | D | $153.21 · — to 2033-06-15 | 6,529 Common Shares | (F6) The option, which was granted for fiscal year 2024 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2024. |