Form 4 for SJM J.M. Smucker Company (The)
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0000091419-23-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-05 | 2023-08-31 | SJM | Held Amy C | Chief Transformation Off | M - OptEx | $125.32 | +9,667 | 15.9K | +155% | +$1.21M |
| D | 2023-09-05 | 2023-08-31 | SJM | Held Amy C | Chief Transformation Off | S - Sale+OE | $143.80 | -9,917 | 5,972 | -62% | -$1.43M |
| DM | 2023-09-05 | 2023-08-31 | SJM | Held Amy C | Chief Transformation Off | M - OptEx | $125.32 | -9,667 | 0 | -100% | -$1.21M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-31 | M | A | 3,064 | $108.90 | 9,286 | D | — | — | |
| 2 | Common | Common Shares | 2023-08-31 | M | A | 4,843 | $135.53 | 14,129 | D | — | — | |
| 3 | Common | Common Shares | 2023-08-31 | M | A | 1,760 | $125.82 | 15,889 | D | — | — | |
| 4 | Common | Common Shares | 2023-08-31 | S | D | 9,917 | $143.80 | 5,972 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.59 to $144.44, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Derivative | Option Common Shares | 2023-08-31 | M | D | 1,760 | $125.82 | 3,517 | D | $125.82 · — to 2032-06-15 | 1,760 Common Shares | (F5) The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2023. |
| 6 | Derivative | Option Common Shares | 2023-08-31 | M | D | 4,843 | $135.53 | 2,420 | D | $135.53 · — to 2031-06-15 | 4,843 Common Shares | (F4) This option, which was granted for fiscal year 2022 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2022. |
| 7 | Derivative | Option Common Shares | 2023-08-31 | M | D | 3,064 | $108.90 | 0 | D | $108.90 · — to 2030-06-17 | 3,064 Common Shares | (F3) The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021. |