Form 4 for KEY KeyCorp
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0000091576-21-000135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-08 | 2021-12-06 | KEY | Fishel Brian L | CHRO | M - OptEx | $11.59 | +11.8K | 43.8K | +37% | +$137.3K |
| D | 2021-12-08 | 2021-12-06 | KEY | Fishel Brian L | CHRO | S - Sale+OE | $23.26 | -11.8K | 39.9K | -23% | -$275.4K |
| DM | 2021-12-08 | 2021-12-06 | KEY | Fishel Brian L | CHRO | M - OptEx | $0.00 | -11.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-12-06 | M | A | 1,070 | $12.92 | 40,938 | D | — | — | |
| 2 | Common | Common Shares | 2021-12-06 | S | D | 11,841 | $23.26 | 39,869 | D | — | — | (F2) The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.261 to $23.265. |
| 3 | Common | Common Shares | 2021-12-06 | M | A | 7,885 | $10.49 | 51,709 | D | — | — | |
| 4 | Common | Common Shares | 2021-12-06 | M | A | 2,886 | $14.11 | 43,824 | D | — | — | |
| 5 | Derivative | Option to Buy | 2021-12-06 | M | D | 1,070 | $0.00 | 0 | D | $12.92 · — to 2024-02-17 | 1,070 Common Shares | (F3) This option vested in four equal annual installments ending on February 17, 2018. |
| 6 | Derivative | Option to Buy | 2021-12-06 | M | D | 7,885 | $0.00 | 0 | D | $10.49 · — to 2026-02-15 | 7,885 Common Shares | (F5) This option vested in four equal annual installments ending on February 17, 2020. |
| 7 | Derivative | Option to Buy | 2021-12-06 | M | D | 2,886 | $0.00 | 0 | D | $14.11 · — to 2025-02-16 | 2,886 Common Shares | (F4) This option vested in four equal annual installments ending on February 17, 2019. |