Form 4 for KEY KeyCorp
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0000091576-22-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | M - OptEx | — | +50.2K | 838.2K | +6% | — |
| D | 2022-02-22 | 2022-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | F - Tax | $25.73 | -22.8K | 815.5K | -3% | -$585.5K |
| DM | 2022-02-22 | 2022-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | M - OptEx | $0.00 | -50.2K | 18.2K | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-17 | M | A | 50,170 | — | 838,212 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 2 | Common | Common Shares | 2022-02-17 | F | D | 22,754 | $25.73 | 815,458 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 14,492 | $0.00 | 0 | D | — · — to — | 14,492 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F3) These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. |
| 4 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 17,506 | $0.00 | 52,513 | D | — · — to — | 17,506 Common Shares | (F8) Includes approximately 2,374 dividend-equivalent restricted stock units accrued between March and December 2021. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F7) These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| 5 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 18,173 | $0.00 | 18,171 | D | — · — to — | 18,173 Common Shares | (F6) Includes approximately 1,232 dividend-equivalent restricted stock units accrued between March and December 2021. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F5) These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. |