Form 4 for KEY KeyCorp
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0000091576-22-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-17 | KEY | Paine Andrew J III | Head of Institutional Bank | F - Tax | $25.73 | -10.2K | 224.0K | -4% | -$263.0K |
| D | 2022-02-22 | 2022-02-17 | KEY | Paine Andrew J III | Head of Institutional Bank | M - OptEx | — | +33.3K | 234.2K | +17% | — |
| D | 2022-02-22 | 2022-02-17 | KEY | Paine Andrew J III | Head of Institutional Bank | A - Grant | — | +19.8K | 19.8K | New | — |
| DM | 2022-02-22 | 2022-02-17 | KEY | Paine Andrew J III | Head of Institutional Bank | M - OptEx | $0.00 | -33.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-17 | F | D | 10,220 | $25.73 | 224,025 | D | — | — | |
| 2 | Common | Common Shares | 2022-02-17 | M | A | 33,341 | — | 234,245 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 3 | Derivative | Deferred Shares | 2022-02-17 | A | A | 19,761 | — | 19,761 | D | — · — to — | 19,761 Common Shares | (F11) In connection with the vesting on February 17, 2022, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 19,761 shares of common stock was deferred, resulting in the reporting person's receipt instead of 19,761 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan. (F9) Each deferred share represents a right to receive the cash value of one share of common stock. (F10) The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries. |
| 4 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 9,770 | $0.00 | 29,310 | D | — · — to — | 9,770 Common Shares | (F8) Includes approximately 1,325 dividend-equivalent restricted stock units accrued between March and December 2021. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F7) These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| 5 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 12,980 | $0.00 | 12,981 | D | — · — to — | 12,980 Common Shares | (F6) Includes approximately 880 dividend-equivalent restricted stock units accrued between March and December 2021. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F5) These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. |
| 6 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 10,591 | $0.00 | 0 | D | — · — to — | 10,591 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F3) These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022. |