Form 4 for KEY KeyCorp
Accepted 2022-07-08 00:00:00 ET · period of report 2022-07-06 · accession 0000091576-22-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-07-08 | 2022-07-06 | KEY | Waters James L | GC, Sec | F - Tax | $17.25 | -9,378 | 11.3K | -45% | -$161.8K |
| D | 2022-07-08 | 2022-07-06 | KEY | Waters James L | GC, Sec | M - OptEx | — | +20.7K | 20.7K | New | — |
| D | 2022-07-08 | 2022-07-06 | KEY | Waters James L | GC, Sec | M - OptEx | $0.00 | -20.7K | 41.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-07-06 | F | D | 9,378 | $17.25 | 11,299 | D | — | — | |
| 2 | Common | Common Shares | 2022-07-06 | M | A | 20,677 | — | 20,677 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 3 | Derivative | Restricted Stock Units | 2022-07-06 | M | D | 20,677 | $0.00 | 41,351 | D | — · — to — | 20,677 Common Shares | (F3) Includes approximately 2,208 dividend-equivalent restricted stock units accrued between September 2021 and June 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) These restricted stock units vest in three equal annual installments, beginning on July 6, 2022. |