Form 4 for KEY KeyCorp
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0000091576-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | F - Tax | $19.15 | -23.6K | 460.7K | -5% | -$452.2K |
| D | 2023-02-22 | 2023-02-17 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | A - Grant | — | +30.0K | 490.8K | +7% | — |
| D | 2023-02-22 | 2023-02-17 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | M - OptEx | — | +29.2K | 470.3K | +7% | — |
| DM | 2023-02-22 | 2023-02-17 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | M - OptEx | $0.00 | -29.2K | 21.7K | -57% | $0 |
| D | 2023-02-22 | 2023-02-17 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | A - Grant | $0.00 | +118.1K | 118.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-17 | F | D | 14,018 | $19.15 | 476,737 | D | — | — | |
| 2 | Common | Common Shares | 2023-02-17 | A | A | 30,029 | — | 490,755 | D | — | — | (F3) These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 24, 2020. |
| 3 | Common | Common Shares | 2023-02-17 | M | A | 29,190 | — | 470,322 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) Includes approximately 142 common shares acquired through dividend reinvestment in March 2022. |
| 4 | Common | Common Shares | 2023-02-17 | F | D | 9,596 | $19.15 | 460,726 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 12,182 | $0.00 | 0 | D | — · — to — | 12,182 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F4) These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 9,764 | $0.00 | 19,527 | D | — · — to — | 9,764 Common Shares | (F7) Includes approximately 1,202 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F6) These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| 7 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 7,245 | $0.00 | 21,734 | D | — · — to — | 7,245 Common Shares | (F9) Includes approximately 1,191 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F8) These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. |
| 8 | Derivative | Restricted Stock Units | 2023-02-17 | A | A | 118,146 | $0.00 | 118,146 | D | — · — to — | 118,146 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F10) These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. |