Form 4 for KEY KeyCorp
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0000091576-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | KEY | Warder Jamie | Head of Digital Banking | M - OptEx | — | +13.4K | 38.4K | +53% | — |
| D | 2023-02-22 | 2023-02-17 | KEY | Warder Jamie | Head of Digital Banking | F - Tax | $19.15 | -4,269 | 34.1K | -11% | -$81.8K |
| DM | 2023-02-22 | 2023-02-17 | KEY | Warder Jamie | Head of Digital Banking | M - OptEx | $0.00 | -13.4K | 7,243 | -65% | $0 |
| DM | 2023-02-22 | 2023-02-17 | KEY | Warder Jamie | Head of Digital Banking | A - Grant | $0.00 | +45.2K | 18.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-17 | M | A | 13,351 | — | 38,411 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) Includes approximately 2,965 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2022 and February 2023. |
| 2 | Common | Common Shares | 2023-02-17 | F | D | 4,269 | $19.15 | 34,142 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 2,889 | $0.00 | 2,889 | D | — · — to — | 2,889 Common Shares | (F6) Includes approximately 237 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F5) These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021. |
| 4 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 5,076 | $0.00 | 0 | D | — · — to — | 5,076 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F3) These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023. |
| 5 | Derivative | Option to Buy | 2023-02-17 | A | A | 27,186 | $0.00 | 27,186 | D | $21.07 · — to 2033-02-17 | 27,186 Common Shares | (F12) The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024. |
| 6 | Derivative | Restricted Stock Units | 2023-02-17 | A | A | 18,015 | $0.00 | 18,015 | D | — · — to — | 18,015 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F11) These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. |
| 7 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 2,972 | $0.00 | 5,943 | D | — · — to — | 2,972 Common Shares | (F8) Includes approximately 366 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F7) These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| 8 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 2,415 | $0.00 | 7,243 | D | — · — to — | 2,415 Common Shares | (F10) Includes approximately 397 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F9) These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. |