Form 4 for KEY KeyCorp
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0000091576-23-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-17 | KEY | Waters James L | GC, Sec | M - OptEx | — | +3,019 | 14.3K | +27% | — |
| D | 2023-02-22 | 2023-02-17 | KEY | Waters James L | GC, Sec | F - Tax | $19.15 | -1,077 | 13.2K | -8% | -$20.6K |
| D | 2023-02-22 | 2023-02-17 | KEY | Waters James L | GC, Sec | M - OptEx | $0.00 | -3,019 | 9,055 | -25% | $0 |
| DM | 2023-02-22 | 2023-02-17 | KEY | Waters James L | GC, Sec | A - Grant | $0.00 | +51.1K | 20.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-17 | M | A | 3,019 | — | 14,318 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 2 | Common | Common Shares | 2023-02-17 | F | D | 1,077 | $19.15 | 13,241 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 3,019 | $0.00 | 9,055 | D | — · — to — | 3,019 Common Shares | (F3) Includes approximately 496 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. |
| 4 | Derivative | Option to Buy | 2023-02-17 | A | A | 30,732 | $0.00 | 30,732 | D | $21.07 · — to 2033-02-17 | 30,732 Common Shares | (F5) The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024. |
| 5 | Derivative | Restricted Stock Units | 2023-02-17 | A | A | 20,365 | $0.00 | 20,365 | D | — · — to — | 20,365 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F4) These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. |