Form 4 for KEY KeyCorp
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0000091576-23-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-24 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | M - OptEx | — | +13.2K | 489.7K | +3% | — |
| D | 2023-02-28 | 2023-02-24 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | F - Tax | $18.32 | -6,287 | 483.4K | -1% | -$115.2K |
| D | 2023-02-28 | 2023-02-24 | KEY | KIMBLE DONALD R | CFO, CAO, Vice COB | M - OptEx | $0.00 | -13.2K | 13.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-24 | M | A | 13,213 | — | 489,681 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 2 | Common | Common Shares | 2023-02-24 | F | D | 6,287 | $18.32 | 483,394 | D | — | — | (F2) Adjusted to correct the number of shares reported as being withheld by KeyCorp to satisfy the Reporting Person's tax withholding obligations in connection with the payout of performance share units on February 17, 2023, on a Form 4 filed on February 22, 2023, which understated the number of shares withheld by 269 shares. |
| 3 | Derivative | Restricted Stock Units | 2023-02-24 | M | D | 13,213 | $0.00 | 13,213 | D | — · — to — | 13,213 Common Shares | (F4) Includes approximately 1,085 dividend-equivalent restricted stock units accrued between March and December 2022. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F3) These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021. |