Form 4 for KEY KeyCorp
Accepted 2023-05-23 00:00:00 ET · period of report 2023-05-19 · accession 0000091576-23-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-23 | 2023-05-19 | KEY | Highsmith Carlton L | Dir | D - Sale to Iss | $10.67 | -6,938 | 71.1K | -9% | -$74.0K |
| D | 2023-05-23 | 2023-05-19 | KEY | Highsmith Carlton L | Dir | M - OptEx | — | +13.9K | 78.0K | +22% | — |
| D | 2023-05-23 | 2023-05-19 | KEY | Highsmith Carlton L | Dir | M - OptEx | — | -13.9K | 29.2K | -32% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-05-19 | D | D | 6,938 | $10.67 | 71,077 | D | — | — | |
| 2 | Common | Common Shares | 2023-05-19 | M | A | 13,876 | — | 78,015 | D | — | — | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |
| 3 | Derivative | Deferred Shares | 2023-05-19 | M | D | 13,876 | — | 29,223 | D | — · — to — | 13,876 Common Shares | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |