Form 4 for KEY KeyCorp

Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0000091576-23-000096 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-07-05	2023-07-01	KEY	CUTLER ALEXANDER M	Dir	M - OptEx	—	+21.1K	273.7K	+8%	—
D	2023-07-05	2023-07-01	KEY	CUTLER ALEXANDER M	Dir	M - OptEx	$0.00	-21.1K	42.4K	-33%	$0
D	2023-07-05	2023-06-30	KEY	CUTLER ALEXANDER M	Dir	A - Grant	$9.24	+2,299	63.5K	+4%	+$21.2K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2023-07-01	M	A	21,099	—	273,652	D	—	—	(F1) Each deferred share is the economic equivalent of one common share.
2	Derivative	Deferred Shares	2023-07-01	M	D	21,099	$0.00	42,406	D	— · 2023-07-01 to 2023-07-01	21,099 Common Shares	(F1) Each deferred share is the economic equivalent of one common share.
3	Derivative	Deferred Shares	2023-06-30	A	A	2,299	$9.24	63,505	D	— · — to —	2,299 Common Shares	(F4) Includes approximately 1,220 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2023. (F2) Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. (F3) Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2026, or the death of the participant.