Form 4 for KEY KeyCorp
Accepted 2023-07-10 00:00:00 ET · period of report 2023-07-06 · accession 0000091576-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-10 | 2023-07-06 | KEY | Waters James L | GC, Sec | M - OptEx | — | +22.0K | 35.2K | +166% | — |
| D | 2023-07-10 | 2023-07-06 | KEY | Waters James L | GC, Sec | M - OptEx | $0.00 | -22.0K | 22.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-07-06 | M | A | 21,961 | — | 35,202 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| 2 | Derivative | Restricted Stock Units | 2023-07-06 | M | D | 21,961 | $0.00 | 21,960 | D | — · — to — | 21,961 Common Shares | (F3) Includes approximately 2,570 dividend-equivalent restricted stock units accrued between September 2022 and June 2023. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) These restricted stock units vest in three equal annual installments, beginning on July 6, 2022. |