Form 4 for KEY KeyCorp
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0000091576-24-000031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | F - Tax | $14.07 | -22.5K | 922.0K | -2% | -$316.3K |
| D | 2024-02-21 | 2024-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | M - OptEx | — | +72.2K | 944.5K | +8% | — |
| DM | 2024-02-21 | 2024-02-16 | KEY | Gorman Christopher M. | COB, CEO, Dir | A - Grant | $0.00 | +353.3K | 204.1K | New | $0 |
| DM | 2024-02-21 | 2024-02-17 | KEY | Gorman Christopher M. | COB, CEO, Dir | M - OptEx | $0.00 | -72.2K | 88.1K | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-17 | F | D | 22,482 | $14.07 | 921,972 | D | — | — | |
| 2 | Common | Common Shares | 2024-02-17 | M | A | 72,216 | — | 944,454 | D | — | — | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F2) Includes approximately 39 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan since the date of the last report. |
| 3 | Derivative | Restricted Stock Units | 2024-02-16 | A | A | 149,253 | $0.00 | 149,253 | D | — · — to — | 149,253 Common Shares | (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F5) These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025. |
| 4 | Derivative | Option to Buy | 2024-02-16 | A | A | 204,081 | $0.00 | 204,081 | D | $15.48 · — to 2034-02-16 | 204,081 Common Shares | (F6) The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025. |
| 5 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 19,558 | $0.00 | 19,558 | D | — · — to — | 19,558 Common Shares | (F8) Includes approximately 2,607 dividend-equivalent restricted stock units accrued between March and December 2023. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F7) These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| 6 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 23,286 | $0.00 | 46,571 | D | — · — to — | 23,286 Common Shares | (F10) Includes approximately 4,657 dividend-equivalent restricted stock units accrued between March and December 2023. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F9) These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. |
| 7 | Derivative | Restricted Stock Units | 2024-02-17 | M | D | 29,373 | $0.00 | 88,119 | D | — · — to — | 29,373 Common Shares | (F12) Includes approximately 7,832 dividend-equivalent restricted stock units accrued between March and December 2023. (F1) Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. (F11) These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. |