Form 4 for KEY KeyCorp
Accepted 2024-05-15 00:00:00 ET · period of report 2024-05-13 · accession 0000091576-24-000081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-15 | 2024-05-13 | KEY | Dallas H James | Dir | M - OptEx | — | +6,573 | 128.7K | +5% | — |
| D | 2024-05-15 | 2024-05-13 | KEY | Dallas H James | Dir | D - Sale to Iss | $14.86 | -3,287 | 125.4K | -3% | -$48.8K |
| D | 2024-05-15 | 2024-05-13 | KEY | Dallas H James | Dir | M - OptEx | — | -6,573 | 33.9K | -16% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-05-13 | M | A | 6,573 | — | 128,683 | D | — | — | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |
| 2 | Common | Common Shares | 2024-05-13 | D | D | 3,287 | $14.86 | 125,397 | D | — | — | |
| 3 | Derivative | Deferred Shares | 2024-05-13 | M | D | 6,573 | — | 33,918 | D | — · — to — | 6,573 Common Shares | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |