Form 4 for KEY KeyCorp
Accepted 2025-05-14 00:00:00 ET · period of report 2025-05-12 · accession 0000091576-25-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-14 | 2025-05-12 | KEY | Dallas H James | Dir | D - Sale to Iss | $14.70 | -4,312 | 129.7K | -3% | -$63.4K |
| D | 2025-05-14 | 2025-05-12 | KEY | Dallas H James | Dir | M - OptEx | — | +8,626 | 134.0K | +7% | — |
| D | 2025-05-14 | 2025-05-12 | KEY | Dallas H James | Dir | M - OptEx | — | -8,626 | 27.1K | -24% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-05-12 | D | D | 4,312 | $14.70 | 129,710 | D | — | — | |
| 2 | Common | Common Shares | 2025-05-12 | M | A | 8,626 | — | 134,022 | D | — | — | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |
| 3 | Derivative | Deferred Shares | 2025-05-12 | M | D | 8,626 | — | 27,107 | D | — · — to — | 8,626 Common Shares | (F1) Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares. (F2) Includes approximately 1,815 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025. |