Form 4 for STT State Street Corporation
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-09 · accession 0000093751-21-000719 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | D - Sale to Iss | $99.92 | -7,743 | 217.9K | -3% | -$773.7K |
| D | 2021-11-17 | 2021-11-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | M - OptEx | $0.00 | +7,743 | 225.6K | +4% | $0 |
| D | 2021-11-17 | 2021-11-09 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | G - Gift | $0.00 | -10.5K | 217.9K | -5% | $0 |
| D | 2021-11-17 | 2021-11-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | M - OptEx | — | -7,743 | 23.2K | -25% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | D | D | 7,743 | $99.92 | 217,874 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 7,743 | $0.00 | 225,617 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 3 | Common | Common Stock | 2021-11-09 | G | D | 10,475 | $0.00 | 217,874 | D | — | — | |
| 4 | Derivative | 2021 Cash Settled Restricted Stock Units | 2021-11-15 | M | D | 7,743 | — | 23,230 | D | — · — to 2024-02-15 | 7,743 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F2) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |