Form 4 for STT State Street Corporation
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0000093751-22-000441 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | M - OptEx | $0.00 | +2,581 | 206.1K | +1% | $0 |
| D | 2022-02-17 | 2022-02-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | D - Sale to Iss | $100.32 | -2,581 | 203.5K | -1% | -$258.9K |
| D | 2022-02-17 | 2022-02-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | F - Tax | $100.32 | -14.4K | 203.5K | -7% | -$1.44M |
| D | 2022-02-17 | 2022-02-15 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | M - OptEx | — | -2,581 | 20.6K | -11% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | M | A | 2,581 | $0.00 | 206,067 | D | — | — | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 2 | Common | Common Stock | 2022-02-15 | D | D | 2,581 | $100.32 | 203,486 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-15 | F | D | 14,388 | $100.32 | 203,486 | D | — | — | (F1) These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
| 4 | Derivative | 2021 Cash Settled Restricted Stock Units | 2022-02-15 | M | D | 2,581 | — | 20,649 | D | — · — to 2024-02-15 | 2,581 Common Stock | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. (F3) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |