Form 4 for STT State Street Corporation
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0000093751-22-000466 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-01 | 2022-02-28 | STT | Aristeguieta Francisco | EVP, CEO of Inst. Services | S - Sale | $85.08 | -23.7K | 99.2K | -19% | -$2.01M |
| 2022-03-01 | 2022-02-25 | STT | Aristeguieta Francisco | EVP, CEO of Inst. Services | F - Tax | $88.74 | -16.0K | 109.5K | -13% | -$1.42M | |
| M | 2022-03-01 | 2022-02-25 | STT | Aristeguieta Francisco | EVP, CEO of Inst. Services | A - Grant | $0.00 | +61.6K | 125.5K | +96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | S | D | 11,983 | $85.39 | 87,201 | D | — | — | (F4) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 through $85.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 2 | Common | Common Stock | 2022-02-28 | S | D | 1,387 | $86.18 | 85,814 | D | — | — | (F4) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 through $86.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 3 | Common | Common Stock | 2022-02-25 | F | D | 16,003 | $88.74 | 109,485 | D | — | — | (F3) These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on July 31, 2019. |
| 4 | Common | Common Stock | 2022-02-25 | A | A | 21,938 | $0.00 | 85,814 | D | — | — | (F1) Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. |
| 5 | Common | Common Stock | 2022-02-28 | S | D | 10,301 | $84.56 | 99,184 | D | — | — | (F4) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 6 | Common | Common Stock | 2022-02-25 | A | A | 39,674 | $0.00 | 125,488 | D | — | — | (F2) Settlement of a performance award granted on July 31, 2019. |