Form 4 for STT State Street Corporation
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0000093751-22-000471 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-02-25 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | A - Grant | $0.00 | +86.5K | 290.0K | +43% | $0 |
| D | 2022-03-01 | 2022-02-25 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | F - Tax | $88.74 | -17.5K | 272.5K | -6% | -$1.55M |
| D | 2022-03-01 | 2022-02-25 | STT | O HANLEY RONALD P | COB, Pres, CEO, Dir | A - Grant | — | +45.3K | 45.3K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | A | A | 47,074 | $0.00 | 250,560 | D | — | — | (F1) Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2022-02-25 | F | D | 17,504 | $88.74 | 272,522 | D | — | — | (F3) These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. |
| 3 | Common | Common Stock | 2022-02-25 | A | A | 39,466 | $0.00 | 290,026 | D | — | — | (F2) Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. |
| 4 | Derivative | 2022 Cash Settled Restricted Stock Units | 2022-02-25 | A | A | 45,283 | — | 45,283 | D | — · — to 2025-02-15 | 45,283 Common Stock | (F4) Each Unit is the equivalent of one share of State Street Corporation common stock. (F5) Award granted under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2022. The remaining units vest in nine equal quarterly installments commencing February 15, 2023. |