Form 4 for STT State Street Corporation
Accepted 2022-05-17 00:00:00 ET · period of report 2022-04-04 · accession 0000093751-22-000523 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-17 | 2022-05-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | $0.00 | +10.1K | 191.4K | +6% | $0 |
| DM | 2022-05-17 | 2022-05-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | D - Sale to Iss | $69.21 | -10.1K | 188.8K | -5% | -$701.0K |
| D | 2022-05-17 | 2022-04-04 | STT | O HANLEY RONALD P | COB, CEO, Dir | G - Gift | $0.00 | -83.7K | 188.8K | -31% | $0 |
| DM | 2022-05-17 | 2022-05-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | — | -10.1K | 18.1K | -36% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-15 | M | A | 7,547 | $0.00 | 196,388 | D | — | — | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 2 | Common | Common Stock | 2022-05-15 | D | D | 2,581 | $69.21 | 188,841 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-15 | D | D | 7,547 | $69.21 | 188,841 | D | — | — | |
| 4 | Common | Common Stock | 2022-04-04 | G | D | 83,681 | $0.00 | 188,841 | D | — | — | (F1) On April 4, 2022, the reporting person contributed 83,681 share of State Street Corporation common stock to a family trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2022-05-15 | M | A | 2,581 | $0.00 | 191,422 | D | — | — | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 6 | Derivative | 2022 Cash Settled Restricted Stock Units | 2022-05-15 | M | D | 7,547 | — | 37,736 | D | — · — to 2025-02-15 | 7,547 Common Stock | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. (F4) Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
| 7 | Derivative | 2021 Cash Settled Restricted Stock Units | 2022-05-15 | M | D | 2,581 | — | 18,068 | D | — · — to 2024-02-15 | 2,581 Common Stock | (F2) Each Unit is the equivalent of one share of State Street Corporation common stock. (F3) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |