Form 4 for STT State Street Corporation
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0000093751-22-000640 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-17 | 2022-11-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | D - Sale to Iss | $79.46 | -10.1K | 188.8K | -5% | -$804.8K |
| DM | 2022-11-17 | 2022-11-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | $0.00 | +10.1K | 196.4K | +5% | $0 |
| DM | 2022-11-17 | 2022-11-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | — | -10.1K | 12.9K | -44% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | D | D | 2,581 | $79.46 | 188,841 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-15 | M | A | 2,581 | $0.00 | 191,422 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 3 | Common | Common Stock | 2022-11-15 | M | A | 7,547 | $0.00 | 196,388 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 4 | Common | Common Stock | 2022-11-15 | D | D | 7,547 | $79.46 | 188,841 | D | — | — | |
| 5 | Derivative | 2022 Cash Settled Restricted Stock Units | 2022-11-15 | M | D | 7,547 | — | 22,642 | D | — · — to 2025-02-15 | 7,547 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F4) Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
| 6 | Derivative | 2021 Cash Settled Restricted Stock Units | 2022-11-15 | M | D | 2,581 | — | 12,906 | D | — · — to 2024-02-15 | 2,581 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F3) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |