Form 4 for STT State Street Corporation
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0000093751-23-000508 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | F - Tax | $94.11 | -53.3K | 235.7K | -18% | -$5.01M |
| D | 2023-02-17 | 2023-02-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | A - Grant | $0.00 | +81.4K | 270.2K | +43% | $0 |
| DM | 2023-02-17 | 2023-02-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | $0.00 | +5,096 | 191.4K | +3% | $0 |
| DM | 2023-02-17 | 2023-02-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | D - Sale to Iss | $94.11 | -5,096 | 188.8K | -3% | -$479.6K |
| DM | 2023-02-17 | 2023-02-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | — | -5,096 | 10.3K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | F | D | 18,743 | $94.11 | 216,968 | D | — | — | (F4) These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
| 2 | Common | Common Stock | 2023-02-15 | A | A | 81,407 | $0.00 | 270,248 | D | — | — | (F2) Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. |
| 3 | Common | Common Stock | 2023-02-15 | M | A | 2,581 | $0.00 | 191,422 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 4 | Common | Common Stock | 2023-02-15 | D | D | 2,581 | $94.11 | 188,841 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-15 | M | A | 2,515 | $0.00 | 191,356 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 6 | Common | Common Stock | 2023-02-15 | D | D | 2,515 | $94.11 | 188,841 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-15 | F | D | 34,537 | $94.11 | 235,711 | D | — | — | (F3) These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. |
| 8 | Derivative | 2022 Cash Settled Restricted Stock Units | 2023-02-15 | M | D | 2,515 | — | 20,127 | D | — · — to 2025-02-15 | 2,515 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F7) Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
| 9 | Derivative | 2021 Cash Settled Restricted Stock Units | 2023-02-15 | M | D | 2,581 | — | 10,325 | D | — · — to 2024-02-15 | 2,581 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F6) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |