Form 4 for STT State Street Corporation
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0000093751-23-000668 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-17 | 2023-08-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | $0.00 | +9,124 | 251.9K | +4% | $0 |
| DM | 2023-08-17 | 2023-08-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | D - Sale to Iss | $70.66 | -9,124 | 247.9K | -4% | -$644.7K |
| DM | 2023-08-17 | 2023-08-15 | STT | O HANLEY RONALD P | COB, CEO, Dir | M - OptEx | — | -9,124 | 5,163 | -64% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | M | A | 2,581 | $0.00 | 250,452 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 2 | Common | Common Stock | 2023-08-15 | D | D | 2,581 | $69.56 | 247,871 | D | — | — | (F2) Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. |
| 3 | Common | Common Stock | 2023-08-15 | M | A | 2,516 | $0.00 | 250,387 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 4 | Common | Common Stock | 2023-08-15 | D | D | 2,516 | $69.56 | 247,871 | D | — | — | (F3) Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date. |
| 5 | Common | Common Stock | 2023-08-15 | M | A | 4,027 | $0.00 | 251,898 | D | — | — | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. |
| 6 | Common | Common Stock | 2023-08-15 | D | D | 4,027 | $72.06 | 247,871 | D | — | — | (F4) Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date. |
| 7 | Derivative | 2023 Cash Settled Restricted Stock Units | 2023-08-15 | M | D | 4,027 | — | 16,110 | D | — · — to 2026-02-15 | 4,027 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F8) Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024. |
| 8 | Derivative | 2022 Cash Settled Restricted Stock Units | 2023-08-15 | M | D | 2,516 | — | 15,096 | D | — · — to 2025-02-15 | 2,516 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F7) Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
| 9 | Derivative | 2021 Cash Settled Restricted Stock Units | 2023-08-15 | M | D | 2,581 | — | 5,163 | D | — · — to 2024-02-15 | 2,581 Common Stock | (F1) Each Unit is the equivalent of one share of State Street Corporation common stock. (F6) Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022. |