Form 4 for TKR TIMKEN CO
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0000098362-21-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-05 | TKR | Fracassa Philip D. | EVP, CFO | F - Tax | $72.87 | -1,780 | 87.1K | -2% | -$129.7K |
| D | 2021-11-09 | 2021-11-05 | TKR | Fracassa Philip D. | EVP, CFO | S - Sale+OE | $72.71 | -9,220 | 77.9K | -11% | -$670.4K |
| D | 2021-11-09 | 2021-11-05 | TKR | Fracassa Philip D. | EVP, CFO | M - OptEx | $45.35 | +11.0K | 88.9K | +14% | +$498.9K |
| D | 2021-11-09 | 2021-11-05 | TKR | Fracassa Philip D. | EVP, CFO | M - OptEx | $0.00 | -11.0K | 10.6K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | F | D | 1,780 | $72.87 | 87,133 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-05 | S | D | 9,220 | $72.71 | 77,913 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $72.64 to $72.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-11-05 | M | A | 11,000 | $45.35 | 88,913 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 11,000 | $0.00 | 10,625 | D | $45.35 · 2018-02-13 to 2027-02-13 | 11,000 Common Stock | (F2) 11,000 stock options from 02/13/17 grant of 26,025 stock options (previously reported) that vested in 25% increments per year from the date of grant. |