Form 4 for UAL United Airlines Holdings
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0000100517-23-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | UAL | KENNY CHRIS | VP, Ctrl | M - OptEx | $0.00 | +7,503 | 11.8K | +175% | $0 |
| D | 2023-03-02 | 2023-02-28 | UAL | KENNY CHRIS | VP, Ctrl | F - Tax | $51.96 | -1,926 | 13.7K | -12% | -$100.1K |
| DM | 2023-03-02 | 2023-02-28 | UAL | KENNY CHRIS | VP, Ctrl | M - OptEx | $0.00 | -7,503 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 1,400 | $0.00 | 15,635 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-28 | M | A | 2,447 | $0.00 | 14,235 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-28 | M | A | 3,656 | $0.00 | 11,788 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 1,926 | $51.96 | 13,709 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 2,447 | $0.00 | 0 | D | — · — to — | 2,447 Common Stock | (F6) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F3) The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and on February 28, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 3,656 | $0.00 | 7,312 | D | — · — to — | 3,656 Common Stock | (F6) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on March 7, 2022 and vest in 1/3 annual increments on February 28, 2023, February 28, 2024 and February 28, 2025. |
| 7 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 1,400 | $0.00 | 0 | D | — · — to — | 1,400 Common Stock | (F6) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F4) The RSUs were on granted on February 21, 2020 and vest in 1/3 annual installments on February 28, 2021, 2022 and 2023. |