Form 4 for UAL United Airlines Holdings
Accepted 2023-05-30 00:00:00 ET · period of report 2023-05-25 · accession 0000100517-23-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-30 | 2023-05-26 | UAL | Harford Barney | Dir | D - Sale to Iss | $47.56 | -1,884 | 112.2K | -2% | -$89.6K |
| D | 2023-05-30 | 2023-05-26 | UAL | Harford Barney | Dir | M - OptEx | — | +3,767 | 114.1K | +3% | — |
| D | 2023-05-30 | 2023-05-25 | UAL | Harford Barney | Dir | A - Grant | $0.00 | +3,598 | 3,598 | New | $0 |
| D | 2023-05-30 | 2023-05-26 | UAL | Harford Barney | Dir | M - OptEx | — | -3,767 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-26 | D | D | 1,884 | $47.56 | 112,225 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-26 | M | A | 3,767 | — | 114,109 | D | — | — | (F1) Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. |
| 3 | Derivative | Share Units | 2023-05-25 | A | A | 3,598 | $0.00 | 3,598 | D | — · 2024-05-25 to 2024-05-25 | 3,598 Common Stock | (F3) Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid. (F2) Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. |
| 4 | Derivative | Share Units | 2023-05-26 | M | D | 3,767 | — | 0 | D | — · 2023-05-26 to 2023-05-26 | 3,767 Common Stock | (F1) Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. |