Form 4 for UNP Union Pacific Corporation
Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-27 · accession 0000100885-21-000357 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-28 | 2021-10-26 | UNP | FRITZ LANCE M | CEO, COB Pres | G - Gift | $0.00 | -5,000 | 497.7K | -1.0% | $0 |
| DM | 2021-10-28 | 2021-10-27 | UNP | FRITZ LANCE M | CEO, COB Pres | F - Tax | $240.72 | -78.1K | 550.4K | -12% | -$18.80M |
| D | 2021-10-28 | 2021-10-27 | UNP | FRITZ LANCE M | CEO, COB Pres | M - OptEx | $122.85 | +107.6K | 605.3K | +22% | +$13.22M |
| D | 2021-10-28 | 2021-10-27 | UNP | FRITZ LANCE M | CEO, COB Pres | M - OptEx | $0.00 | -107.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-26 | G | D | 5,000 | $0.00 | 497,686.45 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-27 | F | D | 23,165 | $240.72 | 527,229.45 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-27 | F | D | 54,935 | $240.72 | 550,394.45 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-27 | M | A | 107,643 | $122.85 | 605,329.45 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-10-27 | M | D | 107,643 | $0.00 | 0 | D | $122.85 · 2016-02-05 to 2025-02-05 | 107,643 Common Stock | (F3) This option became exercisable in three equal installments starting one year from the grant date. |