Form 4 for UNP Union Pacific Corporation
Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-26 · accession 0000100885-21-000386 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-30 | 2021-11-26 | UNP | Whited Elizabeth F | EVP, Chief HR Off | S - Sale+OE | $240.21 | -7,500 | 34.1K | -18% | -$1.80M |
| DM | 2021-11-30 | 2021-11-26 | UNP | Whited Elizabeth F | EVP, Chief HR Off | M - OptEx | $123.52 | +7,500 | 36.6K | +26% | +$926.4K |
| DM | 2021-11-30 | 2021-11-26 | UNP | Whited Elizabeth F | EVP, Chief HR Off | M - OptEx | $0.00 | -7,500 | 5,010 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | S | D | 2,500 | $240.14 | 34,110.89 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $240.00 to $240.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-26 | M | A | 2,500 | $122.85 | 36,610.89 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-26 | M | A | 2,500 | $122.85 | 36,610.89 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-26 | S | D | 2,500 | $240.22 | 34,110.89 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $239.23 to $241.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-11-26 | M | A | 2,500 | $124.86 | 36,610.89 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-26 | S | D | 2,500 | $240.26 | 34,110.89 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $239.23 to $241.455. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-26 | M | D | 2,500 | $0.00 | 7,500 | D | $124.86 · 2019-02-08 to 2028-02-08 | 2,500 Common Stock | (F6) This option became exercisable in three equal installments starting one year from the grant date. |
| 8 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-26 | M | D | 2,500 | $0.00 | 2,510 | D | $122.85 · 2016-02-05 to 2025-02-05 | 2,500 Common Stock | (F6) This option became exercisable in three equal installments starting one year from the grant date. |
| 9 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-26 | M | D | 2,500 | $0.00 | 5,010 | D | $122.85 · 2016-02-05 to 2025-02-05 | 2,500 Common Stock | (F6) This option became exercisable in three equal installments starting one year from the grant date. |