Form 4 for UNP Union Pacific Corporation
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0000100885-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-13 | 2023-02-09+ | UNP | FRITZ LANCE M | CEO, COB Pres | A - Grant | $0.1047 | +71.0K | 592.7K | +14% | +$7,437 |
| D | 2023-02-13 | 2023-02-09 | UNP | FRITZ LANCE M | CEO, COB Pres | F - Tax | $202.81 | -10.2K | 521.7K | -2% | -$2.08M |
| D | 2023-02-13 | 2023-02-09 | UNP | FRITZ LANCE M | CEO, COB Pres | D - Sale to Iss | $0.00 | -43.3K | 531.9K | -8% | $0 |
| D | 2023-02-13 | 2023-02-09 | UNP | FRITZ LANCE M | CEO, COB Pres | A - Grant | $0.00 | +99.4K | 99.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | A | A | 71,004 | $0.00 | 592,658.20 | D | — | — | (F1) Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. |
| 2 | Common | Common Stock | 2023-02-09 | F | D | 10,237 | $202.81 | 521,654.20 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-09 | D | D | 43,330 | $0.00 | 531,891.20 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | A | A | 36.19 | $205.50 | 592,694.39 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-02-09 | A | A | 99,366 | $0.00 | 99,366 | D | $202.81 · 2024-02-09 to 2033-02-09 | 99,366 Common Stock | (F4) This option becomes exercisable in three equal installments starting one year from the grant date. |