Form 4 for UNP Union Pacific Corporation
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0000100885-23-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-09 | UNP | Hamann Jennifer L | EVP, CFO | D - Sale to Iss | $0.00 | -6,604 | 86.5K | -7% | $0 |
| D | 2023-02-13 | 2023-02-09 | UNP | Hamann Jennifer L | EVP, CFO | F - Tax | $202.81 | -1,560 | 84.9K | -2% | -$316.4K |
| DM | 2023-02-13 | 2023-02-09+ | UNP | Hamann Jennifer L | EVP, CFO | A - Grant | $0.1364 | +15.4K | 100.3K | +18% | +$2,100 |
| D | 2023-02-13 | 2023-02-09 | UNP | Hamann Jennifer L | EVP, CFO | A - Grant | $0.00 | +21.5K | 21.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | D | D | 6,604 | $0.00 | 86,478.99 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-09 | F | D | 1,560 | $202.81 | 84,918.99 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-09 | A | A | 15,384 | $0.00 | 100,302.99 | D | — | — | (F1) Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. |
| 4 | Common | Common Stock | 2023-02-10 | A | A | 10.22 | $205.50 | 100,313.21 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-02-09 | A | A | 21,531 | $0.00 | 21,531 | D | $202.81 · 2024-02-09 to 2033-02-09 | 21,531 Common Stock | (F3) This option becomes exercisable in three equal installments starting one year from the grant date. |