Form 4 for UNP Union Pacific Corporation
Accepted 2023-08-24 00:00:00 ET · period of report 2023-08-23 · accession 0000100885-23-000172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-24 | 2023-08-23 | UNP | Rocker Kenyatta G | EVP MARKETING, SALES | S - Sale+OE | $222.42 | -8,700 | 42.1K | -17% | -$1.94M |
| D | 2023-08-24 | 2023-08-23 | UNP | Rocker Kenyatta G | EVP MARKETING, SALES | M - OptEx | $107.30 | +4,180 | 46.2K | +10% | +$448.5K |
| D | 2023-08-24 | 2023-08-21 | UNP | Rocker Kenyatta G | EVP MARKETING, SALES | G - Gift | $0.00 | -90 | 46.6K | -0.2% | $0 |
| D | 2023-08-24 | 2023-08-23 | UNP | Rocker Kenyatta G | EVP MARKETING, SALES | M - OptEx | $0.00 | -4,180 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-23 | S | D | 4,520 | $222.41 | 42,061.28 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $221.92 to $222.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-08-23 | S | D | 4,180 | $222.44 | 42,061.28 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $221.92 to $222.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-08-23 | M | A | 4,180 | $107.30 | 46,241.28 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-21 | G | D | 90 | $0.00 | 46,581.28 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2023-08-23 | M | D | 4,180 | $0.00 | 0 | D | $107.30 · 2018-02-02 to 2027-02-02 | 4,180 Common Stock | (F5) This option became exercisable in three equal installments starting one year from the grant date. |