Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2024-02-26 00:00:00 ET · period of report 2024-02-22 · accession 0000101984-24-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-26 | 2024-02-22+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | — | +2,770 | 6,911 | +67% | — |
| DM | 2024-02-26 | 2024-02-22+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | F - Tax | $8.45 | -1,305 | 6,075 | -18% | -$11.0K |
| DM | 2024-02-26 | 2024-02-22+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | $0.00 | -2,770 | 21.3K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-22 | M | A | 1,934 | — | 6,986 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2024-02-25 | F | D | 394 | $8.42 | 6,517 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Common | Common Stock | 2024-02-25 | M | A | 836 | — | 6,911 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2024-02-22 | F | D | 911 | $8.46 | 6,075 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 5 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 1,934 | $0.00 | 22,153 | D | — · — to — | 1,934 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2024-02-25 | M | D | 836 | $0.00 | 21,317 | D | — · — to — | 836 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |