Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2024-05-10 00:00:00 ET · period of report 2024-05-09 · accession 0000101984-24-000071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-10 | 2024-05-09 | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | — | +673 | 7,190 | +10% | — |
| D | 2024-05-10 | 2024-05-09 | UEIC | Carnifax Richard K | SVP. Gbl Ops | F - Tax | $13.71 | -317 | 6,873 | -4% | -$4,346 |
| D | 2024-05-10 | 2024-05-09 | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | $0.00 | -673 | 20.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-09 | M | A | 673 | — | 7,190 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2024-05-09 | F | D | 317 | $13.71 | 6,873 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2024-05-09 | M | D | 673 | $0.00 | 20,644 | D | — · — to — | 673 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |