Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0000101984-25-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-11 | 2025-02-07+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | — | +5,341 | 12.3K | +76% | — |
| DM | 2025-02-11 | 2025-02-07+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | F - Tax | $10.04 | -2,517 | 10.1K | -20% | -$25.3K |
| DM | 2025-02-11 | 2025-02-07+ | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | $0.00 | -5,341 | 14.6K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-09 | M | A | 673 | — | 10,798 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2025-02-09 | F | D | 317 | $10.04 | 10,481 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Common | Common Stock | 2025-02-07 | M | A | 4,668 | — | 12,325 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2025-02-07 | F | D | 2,200 | $10.04 | 10,125 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 5 | Derivative | Restricted Stock Units | 2025-02-09 | M | D | 673 | $0.00 | 13,957 | D | — · — to — | 673 Common Stock | (F5) This figured represents an aggregate number of restricted stock units held by the Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2025-02-07 | M | D | 4,668 | $0.00 | 14,630 | D | — · — to — | 4,668 Common Stock | (F5) This figured represents an aggregate number of restricted stock units held by the Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |