Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2025-08-11 00:00:00 ET · period of report 2025-08-07 · accession 0000101984-25-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-08-11 | 2025-08-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | — | +1,840 | 13.8K | +15% | — |
| DM | 2025-08-11 | 2025-08-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | F - Tax | $6.01 | -769 | 13.3K | -5% | -$4,619 |
| DM | 2025-08-11 | 2025-08-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | $0.00 | -1,840 | 8,343 | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-09 | M | A | 673 | — | 13,944 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2025-08-09 | F | D | 281 | $5.41 | 13,663 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Common | Common Stock | 2025-08-07 | F | D | 488 | $6.35 | 13,271 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 4 | Common | Common Stock | 2025-08-07 | M | A | 1,167 | — | 13,759 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 5 | Derivative | Restricted Stock Units | 2025-08-07 | M | D | 1,167 | $0.00 | 9,016 | D | — · — to — | 1,167 Common Stock | (F5) This figure represents an aggregate number of restricted stock units held by Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2025-08-09 | M | D | 673 | $0.00 | 8,343 | D | — · — to — | 673 Common Stock | (F5) This figure represents an aggregate number of restricted stock units held by Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |