Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2025-11-12 00:00:00 ET · period of report 2025-11-07 · accession 0000101984-25-000228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-12 | 2025-11-11 | UEIC | Carnifax Richard K | COO, Interim CEO | S - Sale+OE | $3.21 | -806 | 14.7K | -5% | -$2,587 |
| DM | 2025-11-12 | 2025-11-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | — | +1,840 | 15.5K | +13% | — |
| DM | 2025-11-12 | 2025-11-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | $0.00 | -1,840 | 6,503 | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-11 | S | D | 806 | $3.21 | 14,697 | D | — | — | (F2) Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person. |
| 2 | Common | Common Stock | 2025-11-07 | M | A | 1,167 | — | 14,830 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 3 | Common | Common Stock | 2025-11-09 | M | A | 673 | — | 15,503 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Derivative | Restricted Stock Units | 2025-11-07 | M | D | 1,167 | $0.00 | 7,176 | D | — · — to — | 1,167 Common Stock | (F4) This figure represents an aggregate number of restricted stock units held by Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F3) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 5 | Derivative | Restricted Stock Units | 2025-11-09 | M | D | 673 | $0.00 | 6,503 | D | — · — to — | 673 Common Stock | (F4) This figure represents an aggregate number of restricted stock units held by Reporting Person. (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F3) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |