Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2026-02-13 00:00:00 ET · period of report 2026-02-07 · accession 0000101984-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-13 | 2026-02-13 | UEIC | Carnifax Richard K | COO, Interim CEO | S - Sale+OE | $4.09 | -547 | 15.5K | -3% | -$2,237 |
| DM | 2026-02-13 | 2026-02-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | — | +1,839 | 15.9K | +13% | — |
| DM | 2026-02-13 | 2026-02-07+ | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | $0.00 | -1,839 | 5,336 | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-13 | S | D | 200 | $4.09 | 15,989 | D | — | — | (F2) Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. |
| 2 | Common | Common Stock | 2026-02-09 | M | A | 672 | — | 16,189 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. |
| 3 | Common | Common Stock | 2026-02-07 | M | A | 1,167 | — | 15,864 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2026-02-13 | S | D | 347 | $4.09 | 15,517 | D | — | — | (F2) Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. |
| 5 | Derivative | Restricted Stock Units | 2026-02-09 | M | D | 672 | $0.00 | 4,664 | D | — · — to — | 672 Common Stock | (F4) This figure represents an aggregate number of RSUs held by the Reporting Person. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. (F5) On February 9, 2023, the Reporting Person was granted 8,075 RSUs, vesting over a 3 year schedule of 33.33% on February 9, 2024, and 8.33% quarterly thereafter. |
| 6 | Derivative | Restricted Stock Units | 2026-02-07 | M | D | 1,167 | $0.00 | 5,336 | D | — · — to — | 1,167 Common Stock | (F4) This figure represents an aggregate number of RSUs held by the Reporting Person. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. (F3) On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. |