Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2026-05-08 18:03:30 ET · period of report 2026-05-07 · accession 0000101984-26-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-08 18:03 | 2026-05-07 | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | — | +1,166 | 17.2K | +7% | — |
| D | 2026-05-08 18:03 | 2026-05-08 | UEIC | Carnifax Richard K | COO, Interim CEO | S - Sale+OE | $4.26 | -362 | 16.8K | -2% | -$1,541 |
| D | 2026-05-08 18:03 | 2026-05-07 | UEIC | Carnifax Richard K | COO, Interim CEO | M - OptEx | $0.00 | -1,166 | 3,498 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-07 | M | A | 1,166 | — | 17,155 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2026-05-08 | S | D | 362 | $4.26 | 16,793 | D | — | — | (F2) Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of RSUs. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the Reporting Person. (F3) Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.25 to $4.26 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. |
| 3 | Derivative | Restricted Stock Units | 2026-05-07 | M | D | 1,166 | $0.00 | 3,498 | D | — · — to — | 1,166 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of UEI common stock. (F4) On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. (F4) On February 7, 2024, the Reporting Person was granted 14,000 RSUs, vesting over 3 years with 33.33% vesting on the first anniversary of the grant date and 8.33% vesting on each quarterly anniversary of the grant date thereafter. (F5) This figure represents an aggregate number of RSUs held by the Reporting Person. |