Form 4 for AVA AVISTA CORP
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-03 · accession 0000104918-22-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-07 | 2022-02-03 | AVA | THIES MARK T | EVP, CFO, Treas | A - Grant | $44.26 | +4,292 | 132.3K | +3% | +$190.0K |
| D | 2022-02-07 | 2022-02-03 | AVA | THIES MARK T | EVP, CFO, Treas | F - Tax | $44.26 | -641 | 134.2K | -0.5% | -$28.4K |
| D | 2022-02-07 | 2022-02-03 | AVA | THIES MARK T | EVP, CFO, Treas | M - OptEx | — | +2,631 | 134.9K | +2% | — |
| D | 2022-02-07 | 2022-02-03 | AVA | THIES MARK T | EVP, CFO, Treas | A - Grant | $44.26 | +12.9K | 12.9K | New | +$570.1K |
| D | 2022-02-07 | 2022-02-03 | AVA | THIES MARK T | EVP, CFO, Treas | M - OptEx | — | -3,812 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock - Restricted Share Grant | 2022-02-03 | A | A | 4,292 | $44.26 | 132,260 | D | — | — | (F1) Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period. |
| 2 | Common | Common Stock - Performance Shares | 2022-02-03 | F | D | 641 | $44.26 | 134,250 | D | — | — | (F3) Shares withheld to pay income tax on Performance Shares acquired 2/3/22. |
| 3 | Common | Common Stock - Performance Shares | 2022-02-03 | M | A | 2,631 | — | 134,891 | D | — | — | (F2) Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. |
| 4 | Derivative | Performance Shares Grant - 2022 | 2022-02-03 | A | A | 12,880 | $44.26 | 12,880 | D | — · — to — | 12,880 Common Stock | (F4) No conversion price. Shares awarded if performance measure is met. (F5) Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met. |
| 5 | Derivative | Conversion of 2019 Performance Shares | 2022-02-03 | M | D | 3,812 | — | 0 | D | — · — to — | 3,812 Common Stock | (F2) Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. |