Form 4 for WHR WHIRLPOOL CORP /DE/
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000106640-22-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | WHR | Wu Shengpo | EVP AND Pres, ASIA | D - Sale to Iss | $0.00 | -3,033 | 9,534 | -24% | $0 |
| D | 2022-03-03 | 2022-03-01 | WHR | Wu Shengpo | EVP AND Pres, ASIA | M - OptEx | $0.00 | +6,228 | 13.9K | +82% | $0 |
| D | 2022-03-03 | 2022-03-01 | WHR | Wu Shengpo | EVP AND Pres, ASIA | F - Tax | $201.23 | -1,287 | 12.6K | -9% | -$259.0K |
| D | 2022-03-03 | 2022-03-01 | WHR | Wu Shengpo | EVP AND Pres, ASIA | A - Grant | $0.00 | +3,033 | 6,768 | +81% | $0 |
| D | 2022-03-03 | 2022-03-01 | WHR | Wu Shengpo | EVP AND Pres, ASIA | M - OptEx | $0.00 | -6,228 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | D | D | 3,033 | $0.00 | 9,534 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-01 | M | A | 6,228 | $0.00 | 13,854 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 1,287 | $201.23 | 12,567 | D | — | — | |
| 4 | Derivative | Deferred Stock | 2022-03-01 | A | A | 3,033 | $0.00 | 6,768.27 | D | — · — to — | 3,033 Common Stock | (F2) Upon the vesting of performance-based restricted stock units on 03/01/2022, the reporting person deferred the receipt of 3,033 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 3,033 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 6,228 | $0.00 | 0 | D | — · — to — | 6,228 Common Stock | (F1) Vesting of earned performance-based restricted stock units award for the 2019-2021 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan. |