Form 4 for WHR WHIRLPOOL CORP /DE/
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000106640-24-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | WHR | Martin Carey L | EVP, Chief HR Off | M - OptEx | $0.00 | +4,971 | 26.1K | +23% | $0 |
| D | 2024-03-05 | 2024-03-01 | WHR | Martin Carey L | EVP, Chief HR Off | F - Tax | $107.39 | -794.85 | 25.3K | -3% | -$85.4K |
| D | 2024-03-05 | 2024-03-01 | WHR | Martin Carey L | EVP, Chief HR Off | D - Sale to Iss | $0.00 | -2,401 | 22.9K | -9% | $0 |
| D | 2024-03-05 | 2024-03-01 | WHR | Martin Carey L | EVP, Chief HR Off | A - Grant | $0.00 | +2,401 | 19.9K | +14% | $0 |
| D | 2024-03-05 | 2024-03-01 | WHR | Martin Carey L | EVP, Chief HR Off | M - OptEx | $0.00 | -4,971 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | M | A | 4,971 | $0.00 | 26,131.80 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 794.85 | $107.39 | 25,336.95 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-01 | D | D | 2,401.15 | $0.00 | 22,935.80 | D | — | — | (F2) Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. |
| 4 | Derivative | Deferred Stock | 2024-03-01 | A | A | 2,401.15 | $0.00 | 19,891.81 | D | — · — to — | 2,401.15 Common Stock | (F3) Upon the vesting of performance-based restricted stock units on 03/01/2024, the reporting person deferred the receipt of 2401.15 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 2,401.15 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. |
| 5 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 4,971 | $0.00 | 0 | D | — · — to — | 4,971 Common Stock | (F1) Vesting of earned performance-based restricted stock units for the 2021-2023 performance period granted under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. |